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WHO WE ARE
A Little About Us
CLC is a boutique consulting firm focused on providing regulatory assistance to small and mid-size trading firms in the securities and futures industries. The firm’s partners and senior staff each have over 20 years of industry experience, including senior positions held at the CBOE, broker-dealer firms, hedge fund and investment advisor entities.
CLC also liaisons with legal, financial and technology professionals to help its clients secure additional services when needed. The regulatory environment has become increasingly complex; CLC’s objective is to ease the regulatory burden in today’s industry to allow firms to focus on their business.
Our Core Values
Ethics, honesty and trustworthiness are core to our business. We partner with our clients to help them meet the regulatory challenges presented in today’s trading environment. We treat your firm’s business as though it were our own.
Meet Our Team
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